March 2019 Breakfast Meeting
AGENDA
7:30 AM | Breakfast Buffet & Networking
8:00 AM | Meeting & CE Program
The Financial Advisor and Incapacity: Legal and Ethical Responsibilities to Clients with Potential Mental Capacity Issues
Monte Schatz, JD and Keith Deras, CLU will facilitate discussion amongst a panel of experts. The objective of this program is to assist financial advisors and others in an advisory capacity to identify potential mental capacity issues that might place a client at financial or personal risk and/or personal abuse and undue influence. After identification of potential incapacity issues a brief outline of the legal, regulatory and medical resources is available for the advisor to help protect his or her client. This program is approved for one-hour of CLE (including .25 ethics). One-hour of ethics credit for insurance and accounting is available pending approvals. One-hour of general CFP credit is available pending approval.
REGISTER ONLINE or contact Council Executive, Stacie Sarasio @ 402.991.3122
